Despite its enormous budget and vast regulatory powers, the agency has failed to detect major frauds while wasting time and ...

The U.S. Securities and Exchange Commission recently issued financial services firm WisdomTree a $4 million fine for ...

A broker makes money by bringing together assets to buyers and sellers, while a market maker helps to create a market for ...

Intel's newly departed ex-CEO Pat Gelsinger could be walking away with more than $10 million in severance pay.

Intel Corp.’s ousted Chief Executive Officer Pat Gelsinger, who was forced out after the board lost confidence in his plans ...

New rules from the Consumer Financial Protection Bureau and settlements from the Federal Trade Commission would limit what ...

WisdomTree (NYSE:WT) filed a registration statement with the Securities and Exchange Commission to seek approval for an ETF ...

The U.S. Securities and Exchange Commission has settled record keeping charges against an Industrial and Commercial Bank of ...

The fund managers who backed Donald Trump’s candidacy have welcomed his victory with calls for new directions in policy.

In case you missed it, institutional funds recently disclosed their latest equity holdings for the third quarter of the year ...

Gary Gensler's decision to step down as Chairman of the Securities and Exchange Commission on January 20 has sent ripples ...

Home service software business ServiceTitan Inc. is seeking to raise as much as $501.6 million in an initial public offering, ...